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OUTCOME DATA ON 15 TRAINING COURSES

Andrew A McDonnell and Peter Jones

Submitted for Publication to Mental Retardation.

 ABSTRACT

Aggressive behaviors tend to be long term in nature. Despite this fact, comparatively little research has been conducted into the short term management of these behaviors. This paper presents describes a three day training course in the management of challenging behaviors. 15 separate training events totalling 275 care staff are presented. It was found that staff self reports of confidence increased significantly post training in 9 of the events. Increases were also reported in knowledge scores for 10 of the training courses. 1 training event reported decreases in both measures. A six month telephone follow up of the 15 services indicated that the majority of staff appeared to find the training course useful. The implications of these findings for the efficacy of care staff training in the management of challenging behaviors are discussed.

 

 

Aggressive behaviours can evoke extreme responses in staff (Oliver, 1993; Singh, Lloyd & Kendall, 1990). Many of these behaviors appear to be long term in nature (Reiss & Havercamp, 1997). Published research has tended to focus on longer term intervention strategies (Allen, 1998). Short term behavior management strategies have received comparatively little academic attention (McDonnell & Sturmey, 1993).

Behavior management has been distinguished from behavior treatment in the management of aggression (Gardner & Moffatt, 1990, Carr, Robinson & Palumbo, 1990). Behavior treatment strategies aim to produce ‘ Enduring behavior change that will persist across time and situations’ (p93). Whereas behavior management aims to reduce aggressive behaviors in the short term (Gardner & Cole, 1987).  Behavioral research on aggression has tended to focus primarily on behavior change approaches (Allen, 1998)). The outcome literature has produced some empirical evidence for such strategies with a number of methodological limitations (Scotti, Evans, Meyer & Walker, 1991; Whitaker, 1993; Scotti, Ujcich, Weigle, Holland, & Kirk, 1996)  Short term behavior management strategies has received relatively little empirical evaluation in the literature (Allen, 1998, McDonnell & Sturmey, 1993).

 The influence of staff behavior on the maintainence of challenging behaviors has become an important emergent issue in the last decade (Hastings & Remington, 1994).  Staff contingent attention can have direct effects on the frequencies of challenging behaviors (Taylor & Carr, 1992). Intagliata, Rinck & Calkins (1985) surveyed 190 group homes and hospitals and found that 67% of group homes and 85% of hospitals  reported having experience of violent and destructive behaviors. Staff injuries can also occur after the implementation of practices such as physical restraint.(Spreat, Lipinski, Hill & Halpin, 1986). Given, that staff can encounter quite extreme behaviors; it is not surprising that many staff may be operating an avoidance model (Taylor & Carr, 1992).

             Researchers have acknowledged the importance of training staff who work with people with mental retardation (Cullen, 1992). Staff training in behavioral skills has been a well documented area of research (Bernstein, 1982; Cullen, 1992). Training is viewed as necessary but not sufficient in itself to produce behavioral change (Cullen, 1992). Training in the management of aggression has been acknowledged as important (Emerson, McGill & Mansell, 1993). Surprisingly Little data exists on the efficacy of staff training in behavior management practices (McDonnell & Sturmey, 1993).

Research has been conducted in psychiatric settings which indicates that staff training in behaviour management strategies can reduce rates of assaultive behaviour and lower levels of injury to staff and people with mental retardation (Infantino & Musingo, 1985; Mortimer, 1995). Comparatively, little research has been conducted in the mental retardation field.  In an innovative study, Allen, MacDonald, Dunn & Doyle (1997) described the outcome of a series of staff training courses in behavior management techniques. They reported reductions both in staff injuries and the usage of restraint. A two day crisis intervention workshop (Baker & Bissmire, 1998) reported a slight reduction in reported incidents at two month follow up. It is concerning that the authors reported increases in physical responses to challenging behaviors at follow up. McDonnell (1997) reported on the outcome of a three day behavior management training course, which focused on  nonaversive behavior management strategies known as ‘low arousal approaches’ ( McDonnell, 1998) and the physical management of behaviors. A physical restraint procedure involving an ordinary armchair was taught to all participants (McDonnell, Sturmey & Dearden, 1993; McDonnell & Sturmey, 1998). It was found that both staff knowledge and confidence scores increased immediately after training. McDonnell (1997) argued that confidence was a critical moderator variable in the management of aggressive behaviors. Care should be taken when interpreting these results as it was based on a relatively small sample of subjects.

 The paucity of data on staff training behavior management is a concerning trend. More research data would appear to be required and less reliance anecdotal information. This paper presents outcome data on 15 training courses based on the McDonnell (1997) study. It attempts to replicate the original findings across a variety of residential settings.

METHOD

Participants and Settings

275 care staff participated in 15 separate training events. The mean age = 34.4 years SD = 10.6 years. There were 182 female staff and 93 males. The staff were selected from a wide range of community residential establishments for people with a mental retardation in the United Kingdom. 10 of these services catered less than 10 residents. 5 involved services with greater than 10 residents. All of the services had individuals who presented with aggressive behaviors. In all 15 establishments training had been requested as a response to a crises with particular individuals within their services.

Dependent Measures

Two measures were developed to evaluate the training course. The first was a 15 item challenging behavior confidence scale. The second measure was a 20 item multiple choice knowledge test.

The Challenging Behavior Confidence Scale

The confidence scale contained 15 items relating to managing challenging behaviors in caring environments. The questionnaire was divided into three categories, items 1 to 5 contained behavioral statements about “potentially violent” people, items 6 to 10 contained behavioral statements that would be carried out during a violent incident and items 11 to 15 contained statements about physical interventions. The scale was subjected to a Principle Components Analysis (PCA).  The PCA method was used to extract all factors having an eigenvalue greater than 0. A three factor solution, accounting for 70.8% of the total variance. These factors were then rotated using the varimax rotation procedure. Factor 1, with an eigenvalue of 6.53, loaded highest on items that are concerned with physical interventions during a violent incident. Factor 2, with an eigenvalue of 1.57, loaded most highly with those items that contain behavioral statements that would be carried out during a violent incident. Factor 3, with an eigenvalue of 1.55, loaded most highly with those items that contain behavioral statements about "potentially violent" people (McDonnell, Jones & Jones, 1998). The "Confidence" questionnaire produced a Cronbachs alpha reliability coefficient of 0.92  for the entire scale, indicating a high degree of internal reliability between the 15 items comprising the scale.

The Challenging Behavior Knowledge Test

20 items were selected which sampled areas of the training course. These included: legal issues (2 questions), behavioral knowledge (6 questions), strategies for defusing incidents (4 questions), and descriptions of responses to the physical management of challenging behaviors (8 questions). All responses took a multiple choice format.

 

Course content

On Day One, the group were provided with an understanding of the law as it relates to violence and aggression in the caring profession. This entailed group exercises in understanding qualitative differences in violence and aggression; causes of challenging behavior; discussions of participants’ experiences of challenging behavior, with two facilitators; strategies for defusing incidents that avoided confrontation so called ‘low arousal approaches’ (McDonnell,1998; McDonnell, Reeves, Johnson & Lane, 1998).

            Day Two introduced physical methods of managing challenging behavior. The physical skills were selected on the basis that they represented frequent physical encounters with people with mental retardation. (McDonnell, Johnson & Allen, 1998). These behaviors included hair pulling, biting, scratching, being grabbed by the wrists, and giving physical assistance to colleagues. Techniques did not involve the abnormal manipulation of wrist joints and rated high on the indices of social acceptability. These strategies were integrated with the interpersonal skills taught on Day One. Role plays were conducted to help participants facilitate these skills and involved a facilitator replicating a situation that would require physical defusion methods. Feedback was then given to staff.

            On Day Three a non violent physical restraint method was taught to care staff (McDonnell et al, 1993, McDonnell & Sturmey, 1998). A final role play test was administered to all participants in which a facilitator would describe a situation where they, as a client, would have to be physically restrained and then act out the behavior.

 

 

Role play test

Each course participant was asked to demonstrate the physical restraint procedure taught on the last day off the training course. A course facilitator would attempt to mimic aggressive behaviors which would require the course participant to ask a colleague for assistance to restrain the facilitator. Attempts were made to make the role plays as realistic as possible. Each role play lasted approximately 5 minutes. All role plays were video taped.

The physical restraint procedure was task analysed into 9 key steps (McDonnell, 1997). Two observers were asked to independently rate 45 of the role play videos. The two scores of the observers were compared by dividing the number of agreements by the number of agreements + the number of disagreements and multiplying by 100. This produced an inter rater reliability coefficient of 96%.     

Integrity of the independent variable

To ensure that there was consistency between training events, the training courses were task analysed into 21 key units. The trainers had to indicate that each component had been completed on a course checklist. There was 100% agreement between the 14 course checklists. Two training courses were monitored at random throughout the three days by an independent observer to check that each course module accurately reflected the information presented on the checklists. There was also 100% agreement between the course trainer and the independent assessor.

6 month follow up survey

Six months after the initial training managers in the 15 services were contacted and asked a series of consumer satisfaction questions. The four days selected to make telephone contact were chosen at random. The interviewer described the purpose of the interview and requested that 2 senior managers who attended the workshop to provide responses to 5 short questions. 27 (12 services produced 2 senior managers and in 3 services only 1 manager responded) senior staff were asked the following questions 1) How useful have you found the training course in the management of challenging behaviors ? 2) What  areas of the training course were the most helpful ? 3) What areas were the least helpful ? 4) To your knowledge have you had to use any of the physical procedures taught on the training course ? 5) How effective are these procedures  6) What changes (if any) do you think that the training has made to your work practice ? 7) Do you feel that the training has made your staff more or less confident in managing challenging behaviors or has their been no change at all ?

PROCEDURE

All of the course participants were given the following instructions. ‘You are about to experience a three day training course in the management of challenging behaviors. This training is researched based, which means that we will be asking to complete two questionnaires at the beginning and end of the course. The first questionnaire is a 15 item measure which will ask you to answer a number of questions about managing challenging behaviors. Try to answer these honestly. It is important to rate your responses in terms of how you would respond ‘right now’ to these situations.

The second questionnaire contains multiple choice questions about challenging behavior. We would appreciate it if you could attempt all 20 questions. We will administer similar questionnaires at the end of the training event.  All of the results will be treated as strictly confidential.

 

 

 

RESULTS

Knowledge measures were subjected to a two way ANOVA. There was a significant difference in the pre and post knowledge training course F(1, 253)= 94.8, p<0.01. There was also a significant effect in terms of between course scores F(14, 253)= 8.77, p<0.01. An analysis of the data using Scheffes multiple comparison procedure indicated that 9 courses demonstrated statistically significant increases in mean scores at the 1% level (p<.01) and 1 course at the 5% level (p<.05). Whilst one course showed a decrease (p<.01). There was no effect of sex on pre and post training scores F(1,253) =.01 (ns) or between the courses F(14, 253) = 0.94, (ns).

The confidence scores were also analysed using a 2 way ANOVA. There was a significant main effect in changes of scores pre and post training F(1,253) = 45.97, p<0.01. There was a significant effect of confidence scores compared between the courses F(14,253) = 2.63, p<0.01. There was no effect of sex on pre and post scores F(1,253) =.01 (ns). There was no effect of sex on between course comparisons F(14,253) = 1.42 (ns). Scheffes multiple comparison test produced significant increases at the 1% level for 6 training courses (p<.01) 3 courses produced significant changes at the 5% level (p<.05). One course had a significant reduction in confidence (p<.05).

INSERT FIGURE 1 HERE

The role play score were calculated for all 275 course participants. A score of 8 out of 9 steps was required to achieve a pass criterion. All participants achieved a pass. (181 participants achieved an 8/9 pass and 94 achieved a 9/9 perfect pass score). No course participants reported injuries to the facilitators at the end of each training course.

27 senior managers agreed to be interviewed. (2 each from 12 training courses and 3 from the remaining services). 23 interviewees reported the training to be useful, 2 respondents were undecided and 2 respondents reported the training to have been  not useful. The second question asked participants to rate what areas of the training they found most useful ? 14 respondents reported the strategies suggested for defusing incidents (low arousal approaches) as the most useful. 10 respondents reported physical restraint as the most useful component. 2 participants reported the role play practice as useful, 2 people did not respond to this question. To the question what did they find least useful about the training. 15 respondents could not specify a response. 7 managers indicated the role play components as least useful. 4 people reported ‘legal issues’ as the least useful.  1 respondent stated that ‘it was all pretty useless’.

23 managers reported that some of the physical skills taught on the training course had been used in their residential services to their knowledge. 18 of these respondents reported the methods as effective, 3 were unsure and 2 respondents reported that the methods were ineffective. To the question what changes were required to the training courses ? 21 respondents reported that no changes were necessary. 4 requested that the training course should be longer in duration. 1 person felt that the restraint procedure required changing and 1 respondent stated that the entire course needed changing as it was ‘too soft on people with mental retardation’. Finally,  22 respondents reported that in their opinion their staff were more confident in managing behaviors after the training course. 5 respondents reported no change in the confidence of their staff teams post training.  

DISCUSSION

This paper has demonstrated statistically significant increases in knowledge and confidence scores for the vast majority of training events. These results further replicate the findings of an earlier published study (McDonnell, 1997) However, not all training courses did increase and one group had significant decreases in both knowledge and confidence scores. Anecdotal information indicates that the participants clearly indicated that the training was ‘too soft’ and would not work on the people in their service.  It is important to note that not all training will have desirable outcomes (Cullen, 1992). 

Increases in confidence are important especially as aggressive behaviors can invoke powerful responses in carers (Oliver, 1993; Singh, & Repp, 1990). It would appear to be a reasonable working hypothesis that carers who report that they are more confident in dealing with challenging situations, may in some instances manage behaviors more effectively (McDonnell, 1997).  It is interesting that the vast majority of the managers in interviewed in the telephone survey reported that their staff were more confident since the training had taken place.  Although such an assertion may have some face validity further research is needed to emprically demonstrate whether confidence is a critical variable in the management of challenging behaviors.

Increases in knowledge scores were perhaps a little less surprising as the items reflected material presented to participants over the three days. Participants could demonstrate improvements in this measure over a relatively short period of time. It is a debatable point whether knowledge increases would directly effect staff  behavior.  Knowledge of behavioral principles does not always necessarily have an effect on staff behavior (O’Dell, 1979). Further research would be needed to answer this question with regard to this training.

The consumer satisfaction responses of service managers at six month follow up would appear to provide some limited data to the effectiveness of the training. However, care should be taken when evaluating the responses of individuals as their opinions may not necessarily reflect the working practices in these residential services. It would appear at face value that the training did have an impact in these services. It is also important to note that the staff team that reported significant decreases in knowledge and confidence scores also supplied the most negative management feedback. It is interesting that this staff team appeared to find the training ‘too soft’. Particular reference was made to the notion of low arousal approaches which sometimes can involve reinforcing behaviors in the short term to manage crises and reduce confrontation (McDonnell, 1998). It has been documented that a problem with such strategies is that staff may feel that they are ‘giving in’ to people who present management difficulties (McDonnell, et al, 1998). This particular staff team expressed a view that they believed that these approaches would make the behavior of their residents worse. In direct contrast over 50% of the managers surveyed specifically named low arousal approaches as the most useful component of the training course. Given, that research into the effectiveness of behavior management strategies is relatively crude (Allen, 1998; McDonnell, & Sturmey, 1993).  More research is needed into both staff perceptions of behavior management strategies and their relative effectiveness.

There are a number of methodological problems with this study. First, no control group was utilised. There are ethical problems in having waiting list or no treatment control for staff who are experiencing high risk aggressive behaviors. Indeed, the vast majority of this training was conducted in a reactive manner as a response to behavioral crises. Second, the lack of follow up data does not allow us to demonstrate whether the reported increases maintained over time. Third, no data was presented on staff behavior prior to and post training. Therefore, it is difficult to demonstrate whether the effects of training did generalise to the workplace. It would also have been useful to have monitored both staff and client injury and assault data prior to and after training. Other authors have demonstrated decreases in such indices after training. (Allen, et al, 1997).

It is difficult to analyse which components of the training were  the most effective. The majority of managers did report low arousal approaches (McDonnell, 1998; McDonnell, et al, 1998) and the physical restraint method (McDonnell & Sturmey, 1998) as the most useful components of the training. 23 managers did report that physical skills had been use in their services, although this study is unable to assess the frequency of their usage  It is important to examine outcomes in this field, training may not always achieve the desired result. One training group had decreases in both knowledge and confidence measures. There were also some training courses which showed no statistically significant increases although Figure 1 clearly shows a positive trend for the majority of these courses.

The physical skills taught on training courses clearly require further evaluation. Allen, et al, (1997) reported decreases in physical responses to challenging behaviors  after training. In direct contrast to this finding another study reported increases in the use of physical management strategies (Baker & Bissmire, 1998). Clearly, there are times when carers are confronted with aggressive behaviors which may require some form of physical restraint (Harris, 1996). No data on outcome on the implementation of physical skills has been presented in this paper. Future research needs to evaluate the effectiveness, usage and social validation of physical skills training (McDonnell & Jones, 1998).

Staff behaviors are critical in the management of aggressive behaviors (Hastings & Remington, 1994). However, staff training is regarded as necessary but not sufficient on its own to achieve behavioral change (Cullen, 1992). Behavioral change may only be one aspect of this type of intervention. Staff perceptions of aggressive behaviors would appear to be an area ripe for research (McDonnell, Johnson & Allen, 1998). This study has not addressed the belief systems of staff. Do staff beliefs and attitudes change after such training ? Future research is needed to focus on these cognitive factors.

In conclusion, this paper has presented a limited data set which describes a series of training courses in the management of aggressive behaviors. While the study contains a number of methodological deficiencies it does make an attempt to empirically justify staff training. If we accept that challenging behaviors do tend to be long term in their nature (Reiss & Havercamp, 1997) then, much more research is required into the content and training of short term behavior management strategies to direct care staff.  

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  LIST OF FIGURES

Figure 1: Differences in knowledge and confidence scores after completion of training